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Annali di Stomatologia | 2026; 17(3): 564-574

ISSN 1971-1441 | DOI: 10.59987/ads/2026.3.564-574

Articles

Strategies for microbial biofilm control and gingival inflammation management during orthodontic treatment: a critical appraisal of recent clinical evidence

1Department of Biomedical, Surgical and Dental Sciences, Milan University, Milan, Italy

2Fondazione IRCCS Ca’ Granda Ospedale Maggiore Policlinico, Milan, Italy

3Child Neuropsychiatry Unit, Department of Translational Biomedicine and Neuroscience, University of Bari “Aldo Moro”, Bari, Italy

4Department of Life Science, Health and Health Professions, Link Campus University, Rome, Italy

5Department of Interdisciplinary Medicine, University of Bari “Aldo Moro”, Bari, Italy

6Department of Dentistry, Faculty of Medical Sciences, Albanian University, Tirana, Albania

*Corresponding author: Marco Farronato - marco.farronato@unimi.it

Article History

Received: May 18, 2026

Accepted: July 20, 2026

Published: July 30, 2026

Abstract

Aim

Dental plaque is the primary etiological factor for gingival and periodontal diseases, and orthodontic appliances often complicate plaque control. Brackets, archwires, ligatures, aligners, and retainers may create appliance-specific hygiene challenges. This narrative review critically appraises recent clinical evidence on oral hygiene strategies and adjunctive tools to control plaque accumulation and maintain gingival health during orthodontic treatment.

Materials and Methods

A structured literature search was performed in PubMed, Embase, and Web of Science for studies published between 2015 and 2025, focusing on oral hygiene interventions, adjunctive devices, and appliance-related plaque-control outcomes in orthodontic patients. After screening and eligibility assessment, 16 studies were retained for narrative synthesis.

Results

Evidence comparing manual and powered toothbrushing was heterogeneous. Powered toothbrushes, interactive/app-supported devices, and microcurrent-emitting brushes showed advantages in some trials, whereas other studies found no clinically meaningful difference when manual technique and adherence were adequate. Chemical adjuncts and dentifrices, including chlorhexidine and propolis-based regimens, showed short-term benefits in selected settings. Still, their use should be individualized and interpreted in light of study heterogeneity and possible adverse effects. Orthodontic-specific brushing techniques, selected brush designs, and interdental aids may improve plaque control. Clear aligner therapy was generally associated with more favorable hygiene conditions than fixed appliances, while retainer design influenced plaque accumulation during retention.

Conclusion

Effective plaque control during orthodontic treatment requires individualized protocols that consider appliance type, patient age, dexterity, adherence, and baseline periodontal risk. No single device can be recommended universally. Structured hygiene education, reinforcement over time, and regular monitoring of plaque and gingival indices remain central to prevention.

1. Introduction

Dental plaque is a structured microbial biofilm that adheres to tooth surfaces and gingival tissues and represents a central etiological factor in plaque-induced gingivitis and periodontal disease [1]. In orthodontic patients, this biofilm-centered process is clinically relevant because appliances may alter local ecology, create retentive niches, and reduce the practical effectiveness of routine oral hygiene [23].

Fixed orthodontic appliances are particularly challenging because brackets, bands, archwires, elastomeric ligatures, and auxiliary components increase the number of plaque-retentive surfaces, making mechanical plaque removal more difficult. Longitudinal clinical evidence has shown that fixed appliances may be associated with unfavorable changes in periodontal variables and oral microbiology when plaque control is inadequate [34,38].

Clinical monitoring generally relies on standardized indices. The Plaque Index (PI) and Gingival Index (GI) remain widely used measures for assessing oral hygiene and gingival inflammation, while bleeding indices provide clinically sensitive information on gingival inflammatory activity around interdental and papillary areas [56]. These indices are particularly useful during orthodontic treatment because inflammatory changes may emerge rapidly when plaque accumulates around appliances.

Mechanical plaque removal remains the foundation of prevention, but its effectiveness depends on brushing technique, brushing time, motivation, manual dexterity, age, and appliance type. Systematic evidence on self-performed mechanical plaque removal supports the importance of technique and adherence rather than device selection alone [7,25].

Chemical adjuncts, mouthrinses, dentifrices, and interdental aids may provide additional benefit in selected orthodontic patients, but the clinical evidence is heterogeneous and should be interpreted cautiously. Previous systematic evidence on mouthwashes in orthodontic patients suggests that adjunctive agents may reduce cariogenic biofilm and gingival inflammation. However, effects vary by formulation, comparator, follow-up duration, and outcome measure [8,26].

Therefore, this narrative review aims to critically appraise recent clinical evidence on oral hygiene strategies for patients undergoing orthodontic treatment, with particular attention to plaque control, gingival inflammation, bleeding-related outcomes, appliance type, and the clinical limits of the available evidence.

2. Materials and Methods

This narrative review was based on a structured literature search to identify clinical evidence on oral hygiene strategies for plaque control and gingival health during orthodontic treatment. The review was planned as a qualitative critical appraisal rather than a quantitative meta-analysis.

2.1 Data sources and search strategy

The electronic databases PubMed, Embase, and Web of Science were searched for articles published between 2015 and 2025. The search strategy combined free-text terms related to dental plaque and clinical indices (e.g., “dental plaque”, “bacterial plaque”, “plaque index”, “gingival index”, “bleeding index”, “MPBI”) with orthodontic-related terms (e.g., “orthodontic treatment”, “fixed appliances”, “brackets”, “archwires”, “clear aligners”, “retainers”) and oral-hygiene intervention terms (e.g., “manual toothbrush”, “powered toothbrush”, “mouthrinse”, “chlorhexidine”, “dentifrice”, “interdental floss”, “water flossing”).

2.2 Study selection

The database search yielded 478 records. After duplicate removal (n = 77), records were screened by title and abstract (n = 401). Full texts were assessed for eligibility (n = 31), and 16 studies were included in the final narrative synthesis after exclusion of reports that did not involve orthodontic patients, were review articles rather than primary clinical studies, focused mainly on in vitro/material outcomes, or did not report relevant plaque/gingival clinical outcomes.

2.3 Eligibility criteria

Studies were considered eligible if they: (i) involved human participants undergoing orthodontic treatment or orthodontic retention; (ii) evaluated oral-hygiene interventions, adjunctive devices, chemical adjuncts, dentifrices, appliance type, or retainer-related plaque-control outcomes; (iii) reported clinical outcomes related to plaque and gingival health, such as PI, GI, visible plaque index (VPI), gingival bleeding index (GBI), MPBI, or comparable measures; (iv) were published in English between 2015 and 2025; and (v) were available as full-text articles. Eligible study designs included randomized controlled trials, crossover trials, controlled experimental studies, and observational or comparative clinical studies. Reviews, editorials, in vitro and animal studies, non-English publications, and studies published before 2015 were excluded from the included-study table, although selected earlier or review-level sources were retained as background references where appropriate.

2.4 Data extraction and synthesis

For each included study, the following information was extracted: author and year, study design, sample size, participant characteristics, type of orthodontic appliance or treatment phase, intervention/comparator, and main reported outcomes. Findings were summarized qualitatively and organized according to intervention domain: manual/powered toothbrushing, chemical adjuncts and dentifrices, brush design and technique, interdental aids, and appliance- or retention-related factors.

3. Results

A structured eligibility check was applied to all retrieved records to ensure that included studies involved orthodontic patients or orthodontic retention, evaluated clinically relevant oral hygiene strategies or appliance-related plaque control factors, and reported plaque or gingival outcomes. The search identified 478 records; after screening and full-text eligibility assessment, 16 studies were included in the final narrative synthesis. The selection process is summarized in the PRISMA-style flow diagram (Figure 1). Table 1 summarizes the characteristics and main outcomes of the included studies.

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Figure 1. PRISMA-style flow diagram of study identification, screening, full-text eligibility assessment, and inclusion.
Table 1. Characteristics of included clinical studies and main reported outcomes.
Author (Year) Study design Sample Age Gender Treatment /Intervention Outcomes
Lotif et al. (2022) [9] Randomized, double-blind clinical trial 42 orthodontic patients Not stated in table source Not stated Fluoridated Brazilian red propolis dentifrice vs fluoridated common dentifrice BRP dentifrice showed antimicrobial activity against Lactobacillus spp. and decreased VPI over 4 weeks
Furtado Junior et al. (2020) [10] Randomized, double-blind clinical trial 92 adolescents under orthodontic treatment Adolescents Not stated Fluoride dentifrice vs fluoride dentifrice with Brazilian red propolis Both groups reduced GBI; BRP dentifrice showed additional microbiological activity
Goes et al. (2016) [11] Randomized, double-blind, placebo-controlled pilot study 30 fixed-orthodontic patients 10–40 y Both sexes Placebo vs 0.12% CHX vs 1% Matricaria chamomilla mouthwash CHX and MTC reduced visible plaque and gingival bleeding compared with placebo
Johal et al. (2023) [12] Randomized, parallel, controlled, single-blind clinical trial 84 orthodontic patients (40 manual; 44 powered) 12–18 y Not stated Manual vs powered toothbrush No significant long-term differences between groups
Koretsi et al. (2022) [13] Two-period, balanced, randomized crossover clinical trial 103 orthodontic patients Children 10– 13 y; adults >18 y Not stated Brushing time: manual vs powered toothbrush Age-related differences in brushing time and device use were reported
Al Shammari et al. (2022) [14] Three-treatment, examiner-blinded crossover clinical trial 24 fixed-orthodontic patients Mean 19.58 y Not stated Manual toothbrush comparison (Pulsar, C-TB, O-TB) C-TB and O-TB favored over Pulsar; no difference between C-TB and O-TB
Shilpa et al. (2019) [15] Interventional, randomized, controlled, examiner-blind, parallel study 111 fixed-orthodontic patients (37 per group) 13–35 y Not stated Manual brushing vs powered brushing vs manual brushing + mouthwash Powered brushing improved indices vs manual brushing; adjunctive CHX regimen showed the greatest overall improvement
Cenzato et al. (2024) [16] Controlled experimental study 60 participants (20 fixed; 20 aligners; 20 controls) 12–65 y 31F, 29M Plaque analysis across appliance groups Hygiene-related findings favored aligner therapy compared with conventional fixed appliances
Mei et al. (2023) [17] Two-arm parallel randomized controlled trial 60 fixed-orthodontic patients 11–40 y Not stated Modified Bass technique vs orthodontic toothbrushing technique Orthodontic brushing technique reduced PI more than modified Bass
Mummolo et al. (2022) [18] Observational comparative study 40 patients (20 metal wire retainer; 20 fiberglass retainer) 28–33 y Not stated Retainer material comparison Metal wire retainers showed better short-term plaque-control profile than fiberglass retainers
van Doornik et al. (2025) [19] Randomized, double-blind, controlled clinical trial 77 fixed-orthodontic patients 12–16 y Not stated Plaque-identifying toothpaste vs control toothpaste No significant additional plaque reduction with plaque-identifying toothpaste
Kim et al. (2024) [20] Double-blind, randomized crossover clinical trial 22 orthodontic patients Not stated Not stated Ordinary toothbrush vs micro-current-emitting toothbrush Microcurrent-emitting toothbrush reduced dental plaque index more effectively
Farook et al. (2023) [21] Randomized clinical trial 30 fixed-orthodontic patients 18–25 y Not stated Manual brush head types (CA, FT, OT) FT toothbrush removed more plaque after a single brushing than OT and CA
Terrana et al. (2019) [22] Single-center randomized controlled clinical trial 60 fixed-orthodontic patients Mean 14.2 y Not stated Triple-headed toothbrush vs conventional manual toothbrush Triple-headed toothbrush led to significantly lower plaque index
Erbe et al. (2018) [23] Single-center, single-blind randomized controlled trial 60 adolescents 13–17 y Not stated Interactive power toothbrush vs manual toothbrush Interactive power toothbrush was associated with superior plaque reduction and compliance
AlMoharib et al. (2024) [24] Randomized clinical trial 30 fixed-orthodontic adult patients (15 per group) Adults >18 y Not stated Water jet flossing vs interdental flossing Both approaches reduced plaque accumulation

Note: BRP = Brazilian red propolis; CHX = chlorhexidine; C-TB/O-TB/CA/FT/OT = brush types as reported in the original studies; GBI = Gingival Bleeding Index; MTC = Matricaria chamomilla; PI = Plaque Index; VPI = Visible Plaque Index.

3.1 Manual versus powered toothbrushing

Johal et al. (2023) conducted a single-center, parallel-design randomized clinical trial in 84 adolescent orthodontic patients and reported no significant long-term difference between manual and powered toothbrushing [12]. Koretsi et al. (2022), in a randomized crossover trial, showed that brushing time varied by age group and device type, highlighting the behavioral component of plaque-control performance [13]. Erbe et al. (2018) reported greater plaque reduction and better compliance with an interactive power toothbrush than with a manual toothbrush among adolescents [23]. Kim et al. (2024) found a greater plaque index reduction with a microcurrent-emitting toothbrush than with an ordinary toothbrush in a randomized crossover study [20]. Al Shammari et al. (2022) further indicated that even among manual toothbrushes, brush design may affect plaque-removal efficacy in fixed orthodontic patients [14]. Overall, the evidence does not support a universal device recommendation; rather, powered or specialized brushes may be useful when adherence, dexterity, or plaque persistence represent clinical concerns [1215,20,23].

3.2 Chemical adjuncts and toothpaste

Chemical adjuncts and dentifrices were evaluated in several short-term trials. Lotif et al. (2022) and Furtado Junior et al. (2020) reported clinical and/or microbiological benefits of Brazilian red propolis-containing dentifrices in orthodontic patients. However, the magnitude and clinical durability of these effects require cautious interpretation [910]. Goes et al. (2016) compared placebo, 0.12% chlorhexidine, and 1% Matricaria chamomilla mouthwash in patients with fixed orthodontic appliances and reported reductions in visible plaque and gingival bleeding in the active mouthwash groups [11]. Shilpa et al. (2019) found that a manual toothbrush plus chlorhexidine mouthwash regimen produced the greatest improvement in PI, GI, and MPBI among the tested approaches [15,39]. Conversely, van Doornik et al. (2025) reported that plaque-identifying toothpaste did not significantly reduce plaque compared with control toothpaste in adolescents with fixed appliances [19]. These findings indicate that chemical or dentifrice adjuncts may be useful in selected cases but should be integrated with mechanical plaque removal and appropriate clinical indication [811,15,19].

3.3 Brush design, technique, and interdental aids

Mei et al. (2023) showed that an orthodontic toothbrushing technique reduced plaque index more than the modified Bass technique in patients wearing fixed appliances [17,35]. Terrana et al. (2019) reported lower plaque index values with a triple-headed toothbrush compared with a conventional manual toothbrush in adolescents with fixed appliances [22]. Farook et al. (2023) found that the brush-head configuration influenced immediate plaque removal after a single brushing in fixed orthodontic patients [21]. Regarding interdental aids, AlMoharib et al. (2024) reported that both water jet flossing and interdental flossing reduced plaque accumulation in adult fixed-orthodontic patients [24]. Taken together, these findings support instruction specific to orthodontic anatomy, interdental access, and patient preference, rather than generic brushing advice alone [17,2122,24,30].

3.4 Appliance type and retention phase

Cenzato et al. (2024) compared plaque and microbiological findings across fixed appliances, clear aligners, and controls and reported more favorable hygiene-related findings in the aligner group than in conventional fixed-appliance patients [16]. During the retention phase, Mummolo et al. (2022) reported short-term differences in plaque index and microbial colonization between metal and fiberglass retainers, with more favorable plaque-control findings for metal wire retainers [18]. These data indicate that appliance type and treatment phase should be considered when planning hygiene instructions and monitoring intervals [16,18].

Two descriptive figures are provided to support interpretation. Figure 2 summarizes the main intervention domains represented among the included studies, while Figure 3 presents a practical decision framework for tailoring plaque-control strategies. These figures are descriptive and should not be interpreted as pooled quantitative estimates.

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Figure 2. Evidence map of intervention domains represented among the included studies.

The figure provides a descriptive, non-pooled summary of the main intervention domains. Categories are not mutually exclusive because some studies evaluated more than one plaque-control component.

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Figure 3. Clinical decision framework for individualized plaque-control planning during orthodontic treatment and retention.

The framework emphasizes appliance type, mechanical strategy, adjunctive therapy only when indicated, and longitudinal monitoring of plaque and gingival indices.

4. Discussion

This narrative review indicates that a single device or product does not determine plaque during single orthodontic treatment, but rather the interaction among appliance type, patient behavior, mechanical access, and adjunctive measures. Evidence comparing manual and powered toothbrushing remains mixed. Some trials reported advantages for interactive powered or microcurrent-emitting devices, while others found no significant difference between manual and powered brushing when instruction and adherence were adequate [1213,20,23,36]. This heterogeneity is clinically important: it suggests that powered toothbrushes may be useful for selected patients, particularly those with persistent plaque accumulation or limited dexterity, but they should not replace individualized instruction and reinforcement. Brush design and technique also appear relevant. Orthodontic-specific brushing techniques, triple-headed toothbrushes, and selected brush-head designs improved plaque outcomes in some controlled studies. At the same time, interdental aids offered practical options for managing difficult-to-access areas around fixed appliances [14,17,2122,24]. Chemical adjuncts and dentifrices may provide additional short-term benefit, especially in patients with gingival inflammation or poor plaque control despite instruction. However, chlorhexidine and other active products should be used with attention to indication, duration, adverse effects, and patient-specific risk, rather than as routine long-term substitutes for mechanical plaque removal [811,15,19,31]. Appliance type remains a further determinant of hygiene outcomes. Clear aligners may facilitate access to tooth surfaces because they are removable, whereas fixed appliances require more structured plaque-control support. Retention-phase design also warrants attention, as retainers may create plaque-retentive areas after active treatment has ended [16,18,29,32,40].

4.1 Appliance-specific strategies

Table 2. Appliance-specific oral hygiene strategies during orthodontic treatment and retention.
Appliance Type Primary Recommendation
Clear aligners Reinforce routine toothbrushing and cleaning of the internal aligner surface; monitor hygiene because removability does not eliminate plaque risk.
Fixed brackets Provide orthodontic-specific brushing instruction, interdental aids, and individualized consideration of powered or specialized brushes when plaque persists.
Retention phase Assess retainer design and plaque retention; provide specific instructions for cleaning around bonded retainers and monitor gingival response.

4.2 Clinical implications

From a clinical perspective, the evidence supports repeated oral-hygiene instruction, reinforcement over time, and periodic monitoring of plaque and gingival indices during orthodontic therapy. Manual toothbrushing can be effective when technique and adherence are adequate. Still, powered toothbrushes, orthodontic-specific brush designs, and interdental aids may be advantageous in patients with persistent plaque, limited dexterity, or low adherence [12,14,17,2024,34]. Chemical adjuncts such as chlorhexidine-containing mouthrinses or active dentifrices may be considered in selected patients and for appropriate time frames, especially when gingival inflammation persists despite mechanical plaque control [811,15,19,2728].

4.3 Limitations

The included studies were heterogeneous in design, population characteristics, appliance type, interventions, follow-up duration, and outcome reporting, which limits direct comparability. Several trials had small sample sizes or short observation periods, and demographic information was not always complete. Because this is a narrative review, no pooled quantitative estimate was calculated, and no formal meta-analysis was performed. In addition, the evidence base remains uneven across intervention categories: some domains are supported by randomized trials, whereas appliance- and retention-related conclusions rely on fewer comparative studies. Future research should use standardized plaque and gingival indices, consistent follow-up intervals, transparent adherence measures, and longer observation periods to support more precise recommendations across appliance types and age groups.

5. Conclusion

Orthodontic appliances can increase plaque retention and may negatively affect gingival health when oral hygiene is inadequate. Current clinical evidence suggests that several strategies can support plaque control, including powered or specialized toothbrushes, orthodontic-specific brushing techniques, interdental aids, selected chemical adjuncts, and appliance-specific hygiene protocols. However, the evidence is heterogeneous and does not justify a universal “best device” recommendation. The most defensible clinical approach is individualized: clinicians should assess appliance type, baseline plaque control, gingival response, age, dexterity, motivation, and adherence, and should reinforce hygiene instructions throughout active treatment and retention.

Abbreviations

Aa
Aggregatibacter actinomycetemcomitans
BRP
Brazilian red propolis
CA
Brush head type “CA” (as reported in Farook et al.)
CHX
Chlorhexidine
C-TB
Manual toothbrush type “C-TB” (as reported in Al Shammari et al.)
FT
Brush head type “FT” (as reported in Farook et al.)
GBI
Gingival Bleeding Index
GI
Gingival Index
MPBI
Modified Papillary Bleeding Index
MTC
Matricaria chamomilla
O-R
Oscillating-rotating (powered toothbrush)
O-TB
Manual toothbrush type “O-TB” (as reported in Al Shammari et al.)
OT
Brush head type “OT” (as reported in Farook et al.)
PI
Plaque Index
S. mutans
Streptococcus mutans
S. sobrinus
Streptococcus sobrinus
VPI
Visible. Plaque Index

Funding:

This study was partially funded by the Italian Ministry of Health – Current Research IRCCS

Institutional Review Board Statement:

Not applicable. This article is a narrative review and did not involve new human-subject research.

Informed Consent Statement:

Not applicable. This article is a narrative review and did not involve new recruitment or intervention on human participants.

Data Availability Statement:

No new datasets were generated or analyzed. Data discussed in this article are available in the cited publications.

Conflicts of Interest:

The authors declare no conflicts of interest.

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